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M. Travis DeHavenBlog Posts

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  • Fiduciary Investment Advice: Implications Of Department Of Labor Prohibited Transaction Exception 2020-02

    Employers who sponsor and maintain retirement plans on behalf of their employees and who engage investment advisors to provide investment-related advice to participants may take comfort in knowing there is a new prohibited transaction exemption under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) and the Internal Revenue Code (the “Exemption”) designed...… Continue Reading
    May 16, 2021